Artificial Intelligence (cs.AI)

Abstract: As travel demand increases and urban traffic condition becomes more complicated, applying multi-agent deep reinforcement learning (MARL) to traffic signal control becomes one of the hot topics. The rise of Reinforcement Learning (RL) has opened up opportunities for solving Adaptive Traffic Signal Control (ATSC) in complex urban traffic networks, and deep neural networks have further enhanced their ability to handle complex data. Traditional research in traffic signal control is based on the centralized Reinforcement Learning technique. However, in a large-scale road network, centralized RL is infeasible because of an exponential growth of joint state-action space. In this paper, we propose a Friend-Deep Q-network (Friend-DQN) approach for multiple traffic signal control in urban networks, which is based on an agent-cooperation scheme. In particular, the cooperation between multiple agents can reduce the state-action space and thus speed up the convergence. We use SUMO (Simulation of Urban Transport) platform to evaluate the performance of Friend-DQN model, and show its feasibility and superiority over other existing methods.

Abstract: Large-scale transformer models have shown remarkable performance in language modelling tasks. However, such models feature billions of parameters, leading to difficulties in their deployment and prohibitive training costs from scratch. To reduce the number of the parameters in the GPT-2 architecture, we replace the matrices of fully-connected layers with the corresponding Tensor Train Matrix~(TTM) structure. Finally, we customize forward and backward operations through the TTM-based layer for simplicity and the stableness of further training. % The resulting GPT-2-based model stores up to 40% fewer parameters, showing the perplexity comparable to the original model. On the downstream tasks, including language understanding and text summarization, the model performs similarly to the original GPT-2 model. The proposed tensorized layers could be used to efficiently pre-training other Transformer models.

Abstract: This paper aims to demonstrate the importance and feasibility of fusing multimodal information for emotion recognition. It introduces a multimodal framework for emotion understanding by fusing the information from visual facial features and rPPG signals extracted from the input videos. An interpretability technique based on permutation feature importance analysis has also been implemented to compute the contributions of rPPG and visual modalities toward classifying a given input video into a particular emotion class. The experiments on IEMOCAP dataset demonstrate that the emotion classification performance improves by combining the complementary information from multiple modalities.

Abstract: The analysis of public affairs documents is crucial for citizens as it promotes transparency, accountability, and informed decision-making. It allows citizens to understand government policies, participate in public discourse, and hold representatives accountable. This is crucial, and sometimes a matter of life or death, for companies whose operation depend on certain regulations. Large Language Models (LLMs) have the potential to greatly enhance the analysis of public affairs documents by effectively processing and understanding the complex language used in such documents. In this work, we analyze the performance of LLMs in classifying public affairs documents. As a natural multi-label task, the classification of these documents presents important challenges. In this work, we use a regex-powered tool to collect a database of public affairs documents with more than 33K samples and 22.5M tokens. Our experiments assess the performance of 4 different Spanish LLMs to classify up to 30 different topics in the data in different configurations. The results shows that LLMs can be of great use to process domain-specific documents, such as those in the domain of public affairs.

Abstract: Dynamic task assignment involves assigning arriving tasks to a limited number of resources in order to minimize the overall cost of the assignments. To achieve optimal task assignment, it is necessary to model the assignment problem first. While there exist separate formalisms, specifically Markov Decision Processes and (Colored) Petri Nets, to model, execute, and solve different aspects of the problem, there is no integrated modeling technique. To address this gap, this paper proposes Action-Evolution Petri Nets (A-E PN) as a framework for modeling and solving dynamic task assignment problems. A-E PN provides a unified modeling technique that can represent all elements of dynamic task assignment problems. Moreover, A-E PN models are executable, which means they can be used to learn close-to-optimal assignment policies through Reinforcement Learning (RL) without additional modeling effort. To evaluate the framework, we define a taxonomy of archetypical assignment problems. We show for three cases that A-E PN can be used to learn close-to-optimal assignment policies. Our results suggest that A-E PN can be used to model and solve a broad range of dynamic task assignment problems.

Abstract: Deep neural networks are capable of state-of-the-art performance in many classification tasks. However, they are known to be vulnerable to adversarial attacks -- small perturbations to the input that lead to a change in classification. We address this issue from the perspective of backward error and condition number, concepts that have proved useful in numerical analysis. To do this, we build on the work of Beuzeville et al. (2021). In particular, we develop a new class of attack algorithms that use componentwise relative perturbations. Such attacks are highly relevant in the case of handwritten documents or printed texts where, for example, the classification of signatures, postcodes, dates or numerical quantities may be altered by changing only the ink consistency and not the background. This makes the perturbed images look natural to the naked eye. Such ``adversarial ink'' attacks therefore reveal a weakness that can have a serious impact on safety and security. We illustrate the new attacks on real data and contrast them with existing algorithms. We also study the use of a componentwise condition number to quantify vulnerability.

Abstract: Chai empowers users to create and interact with customized chatbots, offering unique and engaging experiences. Despite the exciting prospects, the work recognizes the inherent challenges of a commitment to modern safety standards. Therefore, this paper presents the integrated AI safety principles into Chai to prioritize user safety, data protection, and ethical technology use. The paper specifically explores the multidimensional domain of AI safety research, demonstrating its application in Chai's conversational chatbot platform. It presents Chai's AI safety principles, informed by well-established AI research centres and adapted for chat AI. This work proposes the following safety framework: Content Safeguarding; Stability and Robustness; and Operational Transparency and Traceability. The subsequent implementation of these principles is outlined, followed by an experimental analysis of Chai's AI safety framework's real-world impact. We emphasise the significance of conscientious application of AI safety principles and robust safety measures. The successful implementation of the safe AI framework in Chai indicates the practicality of mitigating potential risks for responsible and ethical use of AI technologies. The ultimate vision is a transformative AI tool fostering progress and innovation while prioritizing user safety and ethical standards.

Abstract: Achieving coordination between humans and artificial intelligence in scenarios involving previously unencountered humans remains a substantial obstacle within Zero-Shot Human-AI Coordination, which aims to develop AI agents capable of efficiently working alongside previously unknown human teammates. Traditional algorithms have aimed to collaborate with humans by optimizing fixed objectives within a population, fostering diversity in strategies and behaviors. However, these techniques may lead to learning loss and an inability to cooperate with specific strategies within the population, a phenomenon named cooperative incompatibility. To mitigate this issue, we introduce the Cooperative Open-ended LEarning (COLE) framework, which formulates open-ended objectives in cooperative games with two players using perspectives of graph theory to evaluate and pinpoint the cooperative capacity of each strategy. We put forth a practical algorithm incorporating insights from game theory and graph theory, e.g., Shapley Value and Centrality. We also show that COLE could effectively overcome the cooperative incompatibility from theoretical and empirical analysis. Subsequently, we created an online Overcooked human-AI experiment platform, the COLE platform, which enables easy customization of questionnaires, model weights, and other aspects. Utilizing the COLE platform, we enlist 130 participants for human experiments. Our findings reveal a preference for our approach over state-of-the-art methods using a variety of subjective metrics. Moreover, objective experimental outcomes in the Overcooked game environment indicate that our method surpasses existing ones when coordinating with previously unencountered AI agents and the human proxy model. Our code and demo are publicly available at https://sites.google.com/view/cole-2023.

Abstract: In contrast with ad-hoc methods for eXplainable Artificial Intelligence (XAI), formal explainability offers important guarantees of rigor. However, formal explainability is hindered by poor scalability for some families of classifiers, the most significant being neural networks. As a result, there are concerns as to whether formal explainability might serve to complement other approaches in delivering trustworthy AI. This paper addresses the limitation of scalability of formal explainability, and proposes novel algorithms for computing formal explanations. The novel algorithm computes explanations by answering instead a number of robustness queries, and such that the number of such queries is at most linear on the number of features. Consequently, the proposed algorithm establishes a direct relationship between the practical complexity of formal explainability and that of robustness. More importantly, the paper generalizes the definition of formal explanation, thereby allowing the use of robustness tools that are based on different distance norms, and also by reasoning in terms of some target degree of robustness. The experiments validate the practical efficiency of the proposed approach.

Abstract: Even after fine-tuning and reinforcement learning, large language models (LLMs) can be difficult, if not impossible, to control reliably with prompts alone. We propose a new inference-time approach to enforcing syntactic and semantic constraints on the outputs of LLMs, called sequential Monte Carlo (SMC) steering. The key idea is to specify language generation tasks as posterior inference problems in a class of discrete probabilistic sequence models, and replace standard decoding with sequential Monte Carlo inference. For a computational cost similar to that of beam search, SMC can steer LLMs to solve diverse tasks, including infilling, generation under syntactic constraints, and prompt intersection. To facilitate experimentation with SMC steering, we present a probabilistic programming library, LLaMPPL (https://github.com/probcomp/LLaMPPL), for concisely specifying new generation tasks as language model probabilistic programs, and automating steering of LLaMA-family Transformers.

Abstract: Large language models~(LLMs) are instruction followers, but it can be challenging to find the best instruction for different situations, especially for black-box LLMs on which backpropagation is forbidden. Instead of directly optimizing the discrete instruction, we optimize a low-dimensional soft prompt applied to an open-source LLM to generate the instruction for the black-box LLM. On each iteration of the proposed method, which we call InstructZero, a soft prompt is converted into an instruction using the open-source LLM, which is then submitted to the black-box LLM for zero-shot evaluation, and the performance is sent to Bayesian optimization to produce new soft prompts improving the zero-shot performance. We evaluate InstructZero on different combinations of open-source LLMs and APIs including Vicuna and ChatGPT. Our results show that InstructZero outperforms SOTA auto-instruction methods across a variety of downstream tasks. Our code and data are publicly available at https://github.com/Lichang-Chen/InstructZero.

Abstract: Functional brain dynamics is supported by parallel and overlapping functional network modes that are associated with specific neural circuits. Decomposing these network modes from fMRI data and finding their temporal characteristics is challenging due to their time-varying nature and the non-linearity of the functional dynamics. Dynamic Mode Decomposition (DMD) algorithms have been quite popular for solving this decomposition problem in recent years. In this work, we apply GraphDMD -- an extension of the DMD for network data -- to extract the dynamic network modes and their temporal characteristics from the fMRI time series in an interpretable manner. GraphDMD, however, regards the underlying system as a linear dynamical system that is sub-optimal for extracting the network modes from non-linear functional data. In this work, we develop a generalized version of the GraphDMD algorithm -- DeepGraphDMD -- applicable to arbitrary non-linear graph dynamical systems. DeepGraphDMD is an autoencoder-based deep learning model that learns Koopman eigenfunctions for graph data and embeds the non-linear graph dynamics into a latent linear space. We show the effectiveness of our method in both simulated data and the HCP resting-state fMRI data. In the HCP data, DeepGraphDMD provides novel insights into cognitive brain functions by discovering two major network modes related to fluid and crystallized intelligence.