Artificial Intelligence (cs.AI)

Abstract: Vision-language models (VLMs) have shown powerful capabilities in visual question answering and reasoning tasks by combining visual representations with the abstract skill set large language models (LLMs) learn during pretraining. Vision, while the most popular modality to augment LLMs with, is only one representation of a scene. In human-robot interaction scenarios, robot perception requires accurate scene understanding by the robot. In this paper, we define and demonstrate a method of aligning the embedding spaces of different modalities (in this case, inertial measurement unit (IMU) data) to the vision embedding space through a combination of supervised and contrastive training, enabling the VLM to understand and reason about these additional modalities without retraining. We opt to give the model IMU embeddings directly over using a separate human activity recognition model that feeds directly into the prompt to allow for any nonlinear interactions between the query, image, and IMU signal that would be lost by mapping the IMU data to a discrete activity label. Further, we demonstrate our methodology's efficacy through experiments involving human activity recognition using IMU data and visual inputs. Our results show that using multiple modalities as input improves the VLM's scene understanding and enhances its overall performance in various tasks, thus paving the way for more versatile and capable language models in multi-modal contexts.

Abstract: This report examines Artificial Intelligence (AI) in the financial sector, outlining its potential to revolutionise the industry and identify its challenges. It underscores the criticality of a well-rounded understanding of AI, its capabilities, and its implications to effectively leverage its potential while mitigating associated risks. The potential of AI potential extends from augmenting existing operations to paving the way for novel applications in the finance sector. The application of AI in the financial sector is transforming the industry. Its use spans areas from customer service enhancements, fraud detection, and risk management to credit assessments and high-frequency trading. However, along with these benefits, AI also presents several challenges. These include issues related to transparency, interpretability, fairness, accountability, and trustworthiness. The use of AI in the financial sector further raises critical questions about data privacy and security. A further issue identified in this report is the systemic risk that AI can introduce to the financial sector. Being prone to errors, AI can exacerbate existing systemic risks, potentially leading to financial crises. Regulation is crucial to harnessing the benefits of AI while mitigating its potential risks. Despite the global recognition of this need, there remains a lack of clear guidelines or legislation for AI use in finance. This report discusses key principles that could guide the formation of effective AI regulation in the financial sector, including the need for a risk-based approach, the inclusion of ethical considerations, and the importance of maintaining a balance between innovation and consumer protection. The report provides recommendations for academia, the finance industry, and regulators.

Abstract: In energy-efficient schemes, finding the optimal size of deep learning models is very important and has a broad impact. Meanwhile, recent studies have reported an unexpected phenomenon, the sparse double descent: as the model's sparsity increases, the performance first worsens, then improves, and finally deteriorates. Such a non-monotonic behavior raises serious questions about the optimal model's size to maintain high performance: the model needs to be sufficiently over-parametrized, but having too many parameters wastes training resources. In this paper, we aim to find the best trade-off efficiently. More precisely, we tackle the occurrence of the sparse double descent and present some solutions to avoid it. Firstly, we show that a simple $\ell_2$ regularization method can help to mitigate this phenomenon but sacrifices the performance/sparsity compromise. To overcome this problem, we then introduce a learning scheme in which distilling knowledge regularizes the student model. Supported by experimental results achieved using typical image classification setups, we show that this approach leads to the avoidance of such a phenomenon.

Abstract: Terrorism has become a worldwide plague with severe consequences for the development of nations. Besides killing innocent people daily and preventing educational activities from taking place, terrorism is also hindering economic growth. Machine Learning (ML) and Natural Language Processing (NLP) can contribute to fighting terrorism by predicting in real-time future terrorist attacks if accurate data is available. This paper is part of a research project that uses text from social networks to extract necessary information to build an adequate dataset for terrorist attack prediction. We collected a set of 3000 social network texts about terrorism in Burkina Faso and used a subset to experiment with existing NLP solutions. The experiment reveals that existing solutions have poor accuracy for location recognition, which our solution resolves. We will extend the solution to extract dates and action information to achieve the project's goal.

Abstract: As the field of Large Language Models (LLMs) evolves at an accelerated pace, the critical need to assess and monitor their performance emerges. We introduce a benchmarking framework focused on knowledge graph engineering (KGE) accompanied by three challenges addressing syntax and error correction, facts extraction and dataset generation. We show that while being a useful tool, LLMs are yet unfit to assist in knowledge graph generation with zero-shot prompting. Consequently, our LLM-KG-Bench framework provides automatic evaluation and storage of LLM responses as well as statistical data and visualization tools to support tracking of prompt engineering and model performance.

Abstract: Existing emotion prediction benchmarks contain coarse emotion labels which do not consider the diversity of emotions that an image and text can elicit in humans due to various reasons. Learning diverse reactions to multimodal content is important as intelligent machines take a central role in generating and delivering content to society. To address this gap, we propose Socratis, a \underline{soc}ietal \underline{r}e\underline{a}c\underline{ti}on\underline{s} benchmark, where each image-caption (IC) pair is annotated with multiple emotions and the reasons for feeling them. Socratis contains 18K free-form reactions for 980 emotions on 2075 image-caption pairs from 5 widely-read news and image-caption (IC) datasets. We benchmark the capability of state-of-the-art multimodal large language models to generate the reasons for feeling an emotion given an IC pair. Based on a preliminary human study, we observe that humans prefer human-written reasons over 2 times more often than machine-generated ones. This shows our task is harder than standard generation tasks because it starkly contrasts recent findings where humans cannot tell apart machine vs human-written news articles, for instance. We further see that current captioning metrics based on large vision-language models also fail to correlate with human preferences. We hope that these findings and our benchmark will inspire further research on training emotionally aware models.

Abstract: With the growing imbalance between limited medical resources and escalating demands, AI-based clinical tasks have become paramount. Medication recommendation, as a sub-domain, aims to amalgamate longitudinal patient history with medical knowledge, assisting physicians in prescribing safer and more accurate medication combinations. Existing methods overlook the inherent long-tail distribution in medical data, lacking balanced representation between head and tail data, which leads to sub-optimal model performance. To address this challenge, we introduce StratMed, a model that incorporates an innovative relevance stratification mechanism. It harmonizes discrepancies in data long-tail distribution and strikes a balance between the safety and accuracy of medication combinations. Specifically, we first construct a pre-training method using deep learning networks to obtain entity representation. After that, we design a pyramid-like data stratification method to obtain more generalized entity relationships by reinforcing the features of unpopular entities. Based on this relationship, we designed two graph structures to express medication precision and safety at the same level to obtain visit representations. Finally, the patient's historical clinical information is fitted to generate medication combinations for the current health condition. Experiments on the MIMIC-III dataset demonstrate that our method has outperformed current state-of-the-art methods in four evaluation metrics (including safety and accuracy).

Abstract: The rapid advancements in artificial intelligence (AI) have led to a growing trend of human-AI teaming (HAT) in various fields. As machines continue to evolve from mere automation to a state of autonomy, they are increasingly exhibiting unexpected behaviors and human-like cognitive/intelligent capabilities, including situation awareness (SA). This shift has the potential to enhance the performance of mixed human-AI teams over all-human teams, underscoring the need for a better understanding of the dynamic SA interactions between humans and machines. To this end, we provide a review of leading SA theoretical models and a new framework for SA in the HAT context based on the key features and processes of HAT. The Agent Teaming Situation Awareness (ATSA) framework unifies human and AI behavior, and involves bidirectional, and dynamic interaction. The framework is based on the individual and team SA models and elaborates on the cognitive mechanisms for modeling HAT. Similar perceptual cycles are adopted for the individual (including both human and AI) and the whole team, which is tailored to the unique requirements of the HAT context. ATSA emphasizes cohesive and effective HAT through structures and components, including teaming understanding, teaming control, and the world, as well as adhesive transactive part. We further propose several future research directions to expand on the distinctive contributions of ATSA and address the specific and pressing next steps.

Abstract: For example, in machine translation tasks, to achieve bidirectional translation between two languages, the source corpus is often used as the target corpus, which involves the training of two models with opposite directions. The question of which one can adapt most quickly to a domain shift is of significant importance in many fields. Specifically, consider an original distribution p that changes due to an unknown intervention, resulting in a modified distribution p*. In aligning p with p*, several factors can affect the adaptation rate, including the causal dependencies between variables in p. In real-life scenarios, however, we have to consider the fairness of the training process, and it is particularly crucial to involve a sensitive variable (bias) present between a cause and an effect variable. To explore this scenario, we examine a simple structural causal model (SCM) with a cause-bias-effect structure, where variable A acts as a sensitive variable between cause (X) and effect (Y). The two models, respectively, exhibit consistent and contrary cause-effect directions in the cause-bias-effect SCM. After conducting unknown interventions on variables within the SCM, we can simulate some kinds of domain shifts for analysis. We then compare the adaptation speeds of two models across four shift scenarios. Additionally, we prove the connection between the adaptation speeds of the two models across all interventions.