Computation and Language (cs.CL)

Abstract: The societal impact of pre-trained language models has prompted researchers to probe them for strong associations between protected attributes and value-loaded terms, from slur to prestigious job titles. Such work is said to probe models for bias or fairness-or such probes 'into representational biases' are said to be 'motivated by fairness'-suggesting an intimate connection between bias and fairness. We provide conceptual clarity by distinguishing between association biases (Caliskan et al., 2022) and empirical fairness (Shen et al., 2022) and show the two can be independent. Our main contribution, however, is showing why this should not come as a surprise. To this end, we first provide a thought experiment, showing how association bias and empirical fairness can be completely orthogonal. Next, we provide empirical evidence that there is no correlation between bias metrics and fairness metrics across the most widely used language models. Finally, we survey the sociological and psychological literature and show how this literature provides ample support for expecting these metrics to be uncorrelated.

Abstract: One of the challenges with finetuning pretrained language models (PLMs) is that their tokenizer is optimized for the language(s) it was pretrained on, but brittle when it comes to previously unseen variations in the data. This can for instance be observed when finetuning PLMs on one language and evaluating them on data in a closely related language variety with no standardized orthography. Despite the high linguistic similarity, tokenization no longer corresponds to meaningful representations of the target data, leading to low performance in, e.g., part-of-speech tagging. In this work, we finetune PLMs on seven languages from three different families and analyze their zero-shot performance on closely related, non-standardized varieties. We consider different measures for the divergence in the tokenization of the source and target data, and the way they can be adjusted by manipulating the tokenization during the finetuning step. Overall, we find that the similarity between the percentage of words that get split into subwords in the source and target data (the split word ratio difference) is the strongest predictor for model performance on target data.

Abstract: This research article analyzes the language used in the official statements released by the Federal Open Market Committee (FOMC) after its scheduled meetings to gain insights into the impact of FOMC official statements on financial markets and economic forecasting. The study reveals that the FOMC is careful to avoid expressing emotion in their sentences and follows a set of templates to cover economic situations. The analysis employs advanced language modeling techniques such as VADER and FinBERT, and a trial test with GPT-4. The results show that FinBERT outperforms other techniques in predicting negative sentiment accurately. However, the study also highlights the challenges and limitations of using current NLP techniques to analyze FOMC texts and suggests the potential for enhancing language models and exploring alternative approaches.

Abstract: Passage retrieval aims to retrieve relevant passages from large collections of the open-domain corpus. Contextual Masked Auto-Encoding has been proven effective in representation bottleneck pre-training of a monolithic dual-encoder for passage retrieval. Siamese or fully separated dual-encoders are often adopted as basic retrieval architecture in the pre-training and fine-tuning stages for encoding queries and passages into their latent embedding spaces. However, simply sharing or separating the parameters of the dual-encoder results in an imbalanced discrimination of the embedding spaces. In this work, we propose to pre-train Contextual Masked Auto-Encoder with Mixture-of-Textual-Experts (CoT-MoTE). Specifically, we incorporate textual-specific experts for individually encoding the distinct properties of queries and passages. Meanwhile, a shared self-attention layer is still kept for unified attention modeling. Results on large-scale passage retrieval benchmarks show steady improvement in retrieval performances. The quantitive analysis also shows a more balanced discrimination of the latent embedding spaces.

Abstract: Document-level neural machine translation (NMT) has outperformed sentence-level NMT on a number of datasets. However, document-level NMT is still not widely adopted in real-world translation systems mainly due to the lack of large-scale general-domain training data for document-level NMT. We examine the effectiveness of using Paracrawl for learning document-level translation. Paracrawl is a large-scale parallel corpus crawled from the Internet and contains data from various domains. The official Paracrawl corpus was released as parallel sentences (extracted from parallel webpages) and therefore previous works only used Paracrawl for learning sentence-level translation. In this work, we extract parallel paragraphs from Paracrawl parallel webpages using automatic sentence alignments and we use the extracted parallel paragraphs as parallel documents for training document-level translation models. We show that document-level NMT models trained with only parallel paragraphs from Paracrawl can be used to translate real documents from TED, News and Europarl, outperforming sentence-level NMT models. We also perform a targeted pronoun evaluation and show that document-level models trained with Paracrawl data can help context-aware pronoun translation.

Abstract: Open intent classification, which aims to correctly classify the known intents into their corresponding classes while identifying the new unknown (open) intents, is an essential but challenging task in dialogue systems. In this paper, we introduce novel K-center contrastive learning and adjustable decision boundary learning (CLAB) to improve the effectiveness of open intent classification. First, we pre-train a feature encoder on the labeled training instances, which transfers knowledge from known intents to unknown intents. Specifically, we devise a K-center contrastive learning algorithm to learn discriminative and balanced intent features, improving the generalization of the model for recognizing open intents. Second, we devise an adjustable decision boundary learning method with expanding and shrinking (ADBES) to determine the suitable decision conditions. Concretely, we learn a decision boundary for each known intent class, which consists of a decision center and the radius of the decision boundary. We then expand the radius of the decision boundary to accommodate more in-class instances if the out-of-class instances are far from the decision boundary; otherwise, we shrink the radius of the decision boundary. Extensive experiments on three benchmark datasets clearly demonstrate the effectiveness of our method for open intent classification. For reproducibility, we submit the code at: https://github.com/lxk00/CLAP

Abstract: Imbalanced datasets present a significant challenge for machine learning models, often leading to biased predictions. To address this issue, data augmentation techniques are widely used in natural language processing (NLP) to generate new samples for the minority class. However, in this paper, we challenge the common assumption that data augmentation is always necessary to improve predictions on imbalanced datasets. Instead, we argue that adjusting the classifier cutoffs without data augmentation can produce similar results to oversampling techniques. Our study provides theoretical and empirical evidence to support this claim. Our findings contribute to a better understanding of the strengths and limitations of different approaches to dealing with imbalanced data, and help researchers and practitioners make informed decisions about which methods to use for a given task.

Abstract: Existing techniques often attempt to make knowledge transfer from a powerful machine translation (MT) to speech translation (ST) model with some elaborate techniques, which often requires transcription as extra input during training. However, transcriptions are not always available, and how to improve the ST model performance without transcription, i.e., data efficiency, has rarely been studied in the literature. In this paper, we propose Decoupled Non-parametric Knowledge Distillation (DNKD) from data perspective to improve the data efficiency. Our method follows the knowledge distillation paradigm. However, instead of obtaining the teacher distribution from a sophisticated MT model, we construct it from a non-parametric datastore via k-Nearest-Neighbor (kNN) retrieval, which removes the dependence on transcription and MT model. Then we decouple the classic knowledge distillation loss into target and non-target distillation to enhance the effect of the knowledge among non-target logits, which is the prominent "dark knowledge". Experiments on MuST-C corpus show that, the proposed method can achieve consistent improvement over the strong baseline without requiring any transcription.

Abstract: The end-to-end speech translation (E2E-ST) model has gradually become a mainstream paradigm due to its low latency and less error propagation. However, it is non-trivial to train such a model well due to the task complexity and data scarcity. The speech-and-text modality differences result in the E2E-ST model performance usually inferior to the corresponding machine translation (MT) model. Based on the above observation, existing methods often use sharingmechanisms to carry out implicit knowledge transfer by imposing various constraints. However, the final model often performs worse on the MT task than the MT model trained alone, which means that the knowledge transfer ability of this method is also limited. To deal with these problems, we propose the FCCL (Fine- and Coarse- Granularity Contrastive Learning) approach for E2E-ST, which makes explicit knowledge transfer through cross-modal multi-grained contrastive learning. A key ingredient of our approach is applying contrastive learning at both sentence- and frame-level to give the comprehensive guide for extracting speech representations containing rich semantic information.In addition, we adopt a simple whitening method to alleviate the representation degeneration in the MT model, which adversely affects contrast learning. Experiments on the MuST-C benchmark show that our proposed approach significantly outperforms the state-of-the-art E2E-ST baselines on all eight language pairs. Further analysis indicates that FCCL can free up its capacity from learning grammatical structure information and force more layers to learn semantic information.

Abstract: We introduceDropDim, a structured dropout method designed for regularizing the self-attention mechanism, which is a key component of the transformer. In contrast to the general dropout method, which randomly drops neurons, DropDim drops part of the embedding dimensions. In this way, the semantic information can be completely discarded. Thus, the excessive coadapting between different embedding dimensions can be broken, and the self-attention is forced to encode meaningful featureswith a certain number of embedding dimensions erased. Experiments on a wide range of tasks executed on the MUST-C English-Germany dataset show that DropDim can effectively improve model performance, reduce over-fitting, and show complementary effects with other regularization methods. When combined with label smoothing, the WER can be reduced from 19.1% to 15.1% on the ASR task, and the BLEU value can be increased from26.90 to 28.38 on the MT task. On the ST task, the model can reach a BLEU score of 22.99, an increase by 1.86 BLEU points compared to the strong baseline.

Abstract: Probing strategies have been shown to detect the presence of various linguistic features in large language models; in particular, semantic features intermediate to the "natural logic" fragment of the Natural Language Inference task (NLI). In the case of natural logic, the relation between the intermediate features and the entailment label is explicitly known: as such, this provides a ripe setting for interventional studies on the NLI models' representations, allowing for stronger causal conjectures and a deeper critical analysis of interventional probing methods. In this work, we carry out new and existing representation-level interventions to investigate the effect of these semantic features on NLI classification: we perform amnesic probing (which removes features as directed by learned linear probes) and introduce the mnestic probing variation (which forgets all dimensions except the probe-selected ones). Furthermore, we delve into the limitations of these methods and outline some pitfalls have been obscuring the effectivity of interventional probing studies.

Abstract: Relation Extraction (RE) is a crucial task in Information Extraction, which entails predicting relationships between entities within a given sentence. However, extending pre-trained RE models to other languages is challenging, particularly in real-world scenarios where Cross-Lingual Relation Extraction (XRE) is required. Despite recent advancements in Prompt-Learning, which involves transferring knowledge from Multilingual Pre-trained Language Models (PLMs) to diverse downstream tasks, there is limited research on the effective use of multilingual PLMs with prompts to improve XRE. In this paper, we present a novel XRE algorithm based on Prompt-Tuning, referred to as Prompt-XRE. To evaluate its effectiveness, we design and implement several prompt templates, including hard, soft, and hybrid prompts, and empirically test their performance on competitive multilingual PLMs, specifically mBART. Our extensive experiments, conducted on the low-resource ACE05 benchmark across multiple languages, demonstrate that our Prompt-XRE algorithm significantly outperforms both vanilla multilingual PLMs and other existing models, achieving state-of-the-art performance in XRE. To further show the generalization of our Prompt-XRE on larger data scales, we construct and release a new XRE dataset- WMT17-EnZh XRE, containing 0.9M English-Chinese pairs extracted from WMT 2017 parallel corpus. Experiments on WMT17-EnZh XRE also show the effectiveness of our Prompt-XRE against other competitive baselines. The code and newly constructed dataset are freely available at \url{https://github.com/HSU-CHIA-MING/Prompt-XRE}.

Abstract: Populating Commonsense Knowledge Bases (CSKB) is an important yet hard task in NLP, as it tackles knowledge from external sources with unseen events and entities. Fang et al. (2021a) proposed a CSKB Population benchmark with an evaluation set CKBP v1. However, CKBP v1 adopts crowdsourced annotations that suffer from a substantial fraction of incorrect answers, and the evaluation set is not well-aligned with the external knowledge source as a result of random sampling. In this paper, we introduce CKBP v2, a new high-quality CSKB Population benchmark, which addresses the two mentioned problems by using experts instead of crowd-sourced annotation and by adding diversified adversarial samples to make the evaluation set more representative. We conduct extensive experiments comparing state-of-the-art methods for CSKB Population on the new evaluation set for future research comparisons. Empirical results show that the population task is still challenging, even for large language models (LLM) such as ChatGPT. Codes and data are available at https://github.com/HKUST-KnowComp/CSKB-Population.

Abstract: Despite the fact that large-scale Language Models (LLM) have achieved SOTA performances on a variety of NLP tasks, its performance on NER is still significantly below supervised baselines. This is due to the gap between the two tasks the NER and LLMs: the former is a sequence labeling task in nature while the latter is a text-generation model. In this paper, we propose GPT-NER to resolve this issue. GPT-NER bridges the gap by transforming the sequence labeling task to a generation task that can be easily adapted by LLMs e.g., the task of finding location entities in the input text "Columbus is a city" is transformed to generate the text sequence "@@Columbus## is a city", where special tokens @@## marks the entity to extract. To efficiently address the "hallucination" issue of LLMs, where LLMs have a strong inclination to over-confidently label NULL inputs as entities, we propose a self-verification strategy by prompting LLMs to ask itself whether the extracted entities belong to a labeled entity tag. We conduct experiments on five widely adopted NER datasets, and GPT-NER achieves comparable performances to fully supervised baselines, which is the first time as far as we are concerned. More importantly, we find that GPT-NER exhibits a greater ability in the low-resource and few-shot setups, when the amount of training data is extremely scarce, GPT-NER performs significantly better than supervised models. This demonstrates the capabilities of GPT-NER in real-world NER applications where the number of labeled examples is limited.

Abstract: With the rapid popularity of large language models such as ChatGPT and GPT-4, a growing amount of attention is paid to their safety concerns. These models may generate insulting and discriminatory content, reflect incorrect social values, and may be used for malicious purposes such as fraud and dissemination of misleading information. Evaluating and enhancing their safety is particularly essential for the wide application of large language models (LLMs). To further promote the safe deployment of LLMs, we develop a Chinese LLM safety assessment benchmark. Our benchmark explores the comprehensive safety performance of LLMs from two perspectives: 8 kinds of typical safety scenarios and 6 types of more challenging instruction attacks. Our benchmark is based on a straightforward process in which it provides the test prompts and evaluates the safety of the generated responses from the evaluated model. In evaluation, we utilize the LLM's strong evaluation ability and develop it as a safety evaluator by prompting. On top of this benchmark, we conduct safety assessments and analyze 15 LLMs including the OpenAI GPT series and other well-known Chinese LLMs, where we observe some interesting findings. For example, we find that instruction attacks are more likely to expose safety issues of all LLMs. Moreover, to promote the development and deployment of safe, responsible, and ethical AI, we publicly release SafetyPrompts including 100k augmented prompts and responses by LLMs.

Abstract: Pretrained language models have been used in various natural language processing applications. In the mental health domain, domain-specific language models are pretrained and released, which facilitates the early detection of mental health conditions. Social posts, e.g., on Reddit, are usually long documents. However, there are no domain-specific pretrained models for long-sequence modeling in the mental health domain. This paper conducts domain-specific continued pretraining to capture the long context for mental health. Specifically, we train and release MentalXLNet and MentalLongformer based on XLNet and Longformer. We evaluate the mental health classification performance and the long-range ability of these two domain-specific pretrained models. Our models are released in HuggingFace.

Abstract: This paper presents our efforts to democratize ChatGPT across language. We release a large language model "Phoenix", achieving competitive performance among open-source English and Chinese models while excelling in languages with limited resources (covering both Latin and non-Latin languages). We believe this work will be beneficial to make ChatGPT more accessible, especially in countries where people cannot use ChatGPT due to restrictions from OpenAI or local goverments. Our data, code, and models are available at https://github.com/FreedomIntelligence/LLMZoo.

Abstract: Large Language Models (LLMs) have shown remarkable performance in various basic natural language tasks, which raises hopes for achieving Artificial General Intelligence. To better complete complex tasks, we need LLMs to program for the task and then follow the program to generate a specific solution for the test sample. We propose using natural language as a new programming language to describe task procedures, making them easily understandable to both humans and LLMs. LLMs are capable of directly generating natural language programs, but these programs may still contain factual errors or incomplete steps. Therefore, we further propose the Learning to Program (LP) method to ask LLMs themselves to learn natural language programs from the training dataset of complex tasks and then use the learned program to guide inference. Our experiments on the AMPS (high school math) and Math (competition mathematics problems) datasets demonstrate the effectiveness of our approach. When testing ChatGPT on 10 tasks from the AMPS dataset, our LP method's average performance outperformed the direct zero-shot test performance by 18.3$\%$. We release our code at \url{https://github.com/microsoft/NaturalLanguageProgram}.

Abstract: Recent advancements in Large Language Models, such as ChatGPT, have demonstrated significant potential to impact various aspects of human life. However, ChatGPT still faces challenges in aspects like faithfulness. Taking question answering as a representative application, we seek to understand why ChatGPT falls short in answering questions faithfully. To address this question, we attempt to analyze the failures of ChatGPT in complex open-domain question answering and identifies the abilities under the failures. Specifically, we categorize ChatGPT's failures into four types: comprehension, factualness, specificity, and inference. We further pinpoint three critical abilities associated with QA failures: knowledge memorization, knowledge association, and knowledge reasoning. Additionally, we conduct experiments centered on these abilities and propose potential approaches to enhance faithfulness. The results indicate that furnishing the model with fine-grained external knowledge, hints for knowledge association, and guidance for reasoning can empower the model to answer questions more faithfully.